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TAM Kwok Leung

譚國樑
CE AFT103Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TAM Kwok Leung (CE number AFT103) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHuafu International Finance Limited
華福國際融資有限公司
Responsible OfficerHuafu International Securities Limited
華福國際證券有限公司

Licence Record (10)

2025-12-19 – present Current
Huafu International Securities Limited RO
RA 1
2025-12-19 – present Current
Huafu International Finance Limited RO
RA 6
2017-03-01 – 2025-12-10
Pulsar Capital Limited RO
RA 1 RA 6
2016-09-01 – 2017-01-27
Innovax Capital Limited RO
RA 1 RA 6
2014-01-07 – 2016-08-22
Zhongtai International Capital Limited RO
RA 1 RA 6
2008-03-14 – 2013-06-21
CCB International Capital Limited RO
RA 1 RA 6
2006-07-14 – 2013-06-21
CCB International Capital Limited Rep
RA 1 RA 6
2005-02-21 – 2006-06-21
Mason Securities Limited Rep
RA 6
2003-04-01 – 2003-12-30
Guotai Junan Securities (Hong Kong) Limited Rep
RA 4 RA 6 RA 9
2003-04-01 – 2005-01-29
Guotai Junan Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFT103