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LAW Ka Lin, Louies

羅嘉年
CE AFS788Licensed IndividualSFO licence active
Official SFC record

LAW Ka Lin, Louies (CE number AFS788) is an individual licensed by the Hong Kong SFC. First licensed on 2007-08-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFirst Securities (HK) Limited
第一證券(香港)有限公司

Licence Record (8)

2026-06-17 – present Current
First Securities (HK) Limited Rep
RA 1
2017-01-19 – 2020-08-21
Lego Securities Limited RO
RA 1
2016-04-13 – 2017-01-11
Brilliant Norton Securities Company Limited RO
RA 1 RA 4
2016-04-11 – 2016-04-13
Brilliant Norton Securities Company Limited Rep
RA 1 RA 4
2010-11-17 – 2016-04-01
Quam Securities Limited Rep
RA 1 RA 2 RA 9
2008-03-18 – 2010-11-13
Phillip Commodities (HK) Limited Rep
RA 2 RA 3
2008-02-01 – 2010-11-13
Phillip Securities (Hong Kong) Limited Rep
RA 1
2007-08-08 – 2008-01-30
Tung Shing Securities (Brokers) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFS788