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LO Kwong Shun, Wilson

羅廣信
CE AFQ413Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LO Kwong Shun, Wilson (CE number AFQ413) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCMBC International Capital Limited
民銀資本有限公司
RepresentativeCMBC International Capital Limited
民銀資本有限公司

Licence Record (7)

2025-12-01 – present Current
CMBC International Capital Limited RO
RA 6
2025-11-03 – present Current
CMBC International Capital Limited Rep
RA 1 RA 6
2022-08-24 – 2025-06-30
Caitong International Capital Co., Limited RO
RA 6
2022-03-02 – 2025-06-30
Caitong International Capital Co., Limited Rep
RA 1 RA 6
2008-11-03 – 2021-12-19
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1
2006-05-22 – 2021-12-19
Guotai Junan Capital Limited RO
RA 6
2003-04-01 – 2006-05-22
Guotai Junan Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFQ413