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TONG Pauline

唐寶琳
CE AFK529Licensed IndividualSFO licence active
Official SFC record

TONG Pauline (CE number AFK529) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeAvenue Family Office Limited
道信家族辦公室有限公司
RepresentativeAvenue Investment Management Limited
道信投資管理有限公司

Licence Record (6)

2025-05-06 – present Current
Avenue Investment Management Limited Rep
RA 1 RA 9
2017-05-02 – present Current
Avenue Family Office Limited Rep
RA 1 RA 4 RA 9
2017-05-02 – 2022-06-05
Avenue Asset Management Limited Rep
RA 4 RA 9
2016-09-14 – 2017-03-17
Oppenheimer Investments Asia Limited Rep
RA 1 RA 4
2005-06-24 – 2009-08-31
Dresdner Kleinwort Securities (Asia) Limited RO
RA 1 RA 4
2003-04-01 – 2003-05-27
Nomura International (Hong Kong) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFK529