Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

POON Chun Sun, Eric

潘浚燊
CE AEQ238Licensed IndividualSFO licence active
Official SFC record

POON Chun Sun, Eric (CE number AEQ238) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeFirst Shanghai Futures Limited
第一上海期貨有限公司
RepresentativeFirst Shanghai Investment Management (HK) Limited
第一上海投資管理(香港)有限公司
RepresentativeFirst Shanghai Securities Limited
第一上海證券有限公司

Licence Record (22)

2025-11-18 – present Current
First Shanghai Investment Management (HK) Limited Rep
RA 9
2025-08-28 – present Current
First Shanghai Securities Limited Rep
RA 1 RA 4
2025-08-28 – present Current
First Shanghai Futures Limited Rep
RA 2
2025-02-06 – 2025-03-12
South China Securities Limited RO
RA 1
2025-02-06 – 2025-03-12
South China Research Limited RO
RA 4
2025-02-06 – 2025-03-12
South China Investment Management Limited RO
RA 9
2024-12-10 – 2025-02-06
South China Securities Limited Rep
RA 1
2024-12-10 – 2025-03-12
South China Commodities Limited Rep
RA 2
2024-12-10 – 2025-02-06
South China Research Limited Rep
RA 4
2024-12-10 – 2025-02-06
South China Investment Management Limited Rep
RA 9
2023-04-17 – 2024-09-04
KGI Futures (Hong Kong) Limited Rep
RA 2
2022-12-14 – 2024-09-04
KGI Asia Limited RO
RA 1 RA 4
2022-12-14 – 2024-09-04
KGI Asset Management Limited RO
RA 9
2022-09-22 – 2022-12-14
KGI Asia Limited Rep
RA 1 RA 4
2022-09-22 – 2022-12-14
KGI Asset Management Limited Rep
RA 9
2021-03-01 – 2022-08-31
Quam Securities Limited Rep
RA 1 RA 4 RA 9
2018-01-16 – 2021-02-01
Core Pacific - Yamaichi International (H.K.) Limited RO
RA 1 RA 4
2018-01-16 – 2021-02-01
Core Pacific - Yamaichi Asset Management Limited RO
RA 9
2017-09-22 – 2018-01-16
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1 RA 4
2017-09-22 – 2018-01-16
Core Pacific - Yamaichi Asset Management Limited Rep
RA 9
2014-03-11 – 2017-09-04
Bright Fund Management Limited Rep
RA 9
2011-01-21 – 2017-09-04
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEQ238