TSE Yuen Cheung

謝源章

CE AEJ675Licensed IndividualResponsible OfficerSFO licence active

TSE Yuen Cheung (CE number AEJ675) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Ballas Capital Limited 博思融資有限公司

Licence Record (11)

2022-11-21 – present Current

Ballas Capital Limited RO

RA 1 RA 6

2022-09-28 – 2022-11-21

Ballas Capital Limited Rep

RA 1 RA 6

2020-09-01 – 2022-07-31

SDIC Securities (Hong Kong) Limited Rep

RA 1

2015-08-26 – 2020-01-29

SDIC Securities (Hong Kong) Limited RO

RA 1

2015-02-25 – 2022-07-31

SDIC Securities Corporate Finance (Hong Kong) Limited RO

RA 1 RA 6

2015-01-30 – 2015-02-25

SDIC Securities Corporate Finance (Hong Kong) Limited Rep

RA 6

2009-02-03 – 2015-01-06

BOCOM International (Asia) Limited RO

RA 1 RA 6

2008-09-12 – 2009-02-03

BOCOM International (Asia) Limited Rep

RA 1 RA 6

2007-03-23 – 2008-08-05

Core Pacific - Yamaichi International (H.K.) Limited Rep

RA 1 RA 6

2004-07-21 – 2008-08-05

Core Pacific-Yamaichi Capital Limited RO

RA 6

2003-04-01 – 2004-07-21

Core Pacific-Yamaichi Capital Limited Rep

RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEJ675