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KIM Kyung Duk

CE AEI617Licensed IndividualSFO licence active
Official SFC record

KIM Kyung Duk (CE number AEI617) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMerrill Lynch Far East Limited

Licence Record (4)

2015-06-09 – present Current
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2015-06-09 – 2018-12-19
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2004-06-30 – 2008-04-18
Samsung Securities (Asia) Limited Rep
RA 1
2003-04-01 – 2003-06-01
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEI617