KWAN Ringo Cheukkai

關卓啟

CE AEH242Licensed IndividualResponsible OfficerSFO licence active

KWAN Ringo Cheukkai (CE number AEH242) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司
Responsible Officer	SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司

Licence Record (14)

2024-06-18 – present Current

SBI China Capital Financial Services Limited RO

RA 1

2022-06-07 – present Current

SBI China Capital Hong Kong Securities Limited RO

RA 6

2019-03-06 – 2022-04-29

Apricot Capital (Hong Kong) Limited RO

RA 1

2018-08-09 – 2022-04-29

WRise Capital Limited RO

RA 6

2014-11-14 – 2018-07-19

KGI Capital Asia Limited RO

RA 1 RA 6

2014-08-25 – 2014-12-09

KGI Capital Asia Limited Rep

RA 1 RA 6

2011-04-18 – 2011-07-09

Kingston Corporate Finance Limited RO

RA 6

2011-04-13 – 2011-07-09

Kingston Securities Limited Rep

RA 1

2010-04-28 – 2014-08-08

BOCOM International (Asia) Limited RO

RA 1 RA 6

2010-03-11 – 2014-08-08

BOCOM International (Asia) Limited Rep

RA 1 RA 6

2007-01-04 – 2010-02-20

Daiwa Capital Markets Hong Kong Limited RO

RA 6

2006-12-27 – 2010-02-20

Daiwa Capital Markets Hong Kong Limited Rep

RA 1 RA 6

2005-12-16 – 2006-12-16

Haitong International Capital Limited RO

RA 6

2003-04-01 – 2005-12-16

Haitong International Capital Limited Rep

RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEH242