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LEE Henry Him Wai

李謙偉
CE AEF855Licensed IndividualSFO licence active
Official SFC record

LEE Henry Him Wai (CE number AEF855) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativePlutus Asset Management Limited
貝德斯資產管理有限公司
RepresentativePlutus Securities Limited
貝德斯證券有限公司

Licence Record (7)

2022-04-08 – 2025-03-05
Altive Limited Rep
RA 1 RA 4 RA 9
2018-12-06 – 2022-04-01
Cachet Asset Management Limited RO
RA 1 RA 4 RA 9
2014-10-06 – 2016-09-01
Man Investments (Hong Kong) Limited Rep
RA 1 RA 4
2012-05-07 – 2014-04-05
China Asset Management (Hong Kong) Limited Rep
RA 1 RA 4
2006-04-19 – 2012-01-09
Morgan Stanley Asia Limited Rep
RA 1
2004-05-03 – 2006-04-13
BNP PARIBAS ASSET MANAGEMENT ASIA Limited Rep
RA 1 RA 4
2003-04-01 – 2004-05-03
Franklin Templeton Investments (Asia) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEF855