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CHOY Sze Chung, Jojo

蔡思聰
CE AEA472Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHOY Sze Chung, Jojo (CE number AEA472) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNational Resources Securities Limited
中潤證券有限公司

Licence Record (7)

2006-03-30 – present Current
National Resources Securities Limited RO
RA 1 RA 4 RA 9
2005-12-01 – 2009-01-22
National Resources Securities Limited Rep
RA 1 RA 9
2004-10-08 – 2005-09-30
BOCI Securities Limited Rep
RA 1
2004-10-08 – 2005-09-30
BOCI Commodities & Futures Limited Rep
RA 2
2003-10-27 – 2004-10-07
Quam Futures Limited Rep
RA 2
2003-04-17 – 2004-10-07
Quam Securities Limited RO
RA 1
2003-04-16 – 2003-04-17
Quam Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEA472