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CHAN Mau Fai, Qary

陳茂輝
CE ADZ365Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Mau Fai, Qary (CE number ADZ365) is an individual licensed by the Hong Kong SFC. First licensed on 2003-06-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPrime China Securities Limited
華大證券有限公司

Licence Record (6)

2017-12-11 – present Current
Prime China Securities Limited RO
RA 1 RA 4
2017-05-04 – 2017-12-11
Prime China Securities Limited Rep
RA 1 RA 4
2004-01-08 – 2017-03-17
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2004-01-08 – 2017-03-17
Shenwan Hongyuan Futures (H.K.) Limited Rep
RA 2
2003-06-20 – 2004-01-06
China Merchants Securities (HK) Co., Limited Rep
RA 1
2003-06-20 – 2004-01-06
China Merchants Futures (HK) Co., Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADZ365