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LEUNG Kai Tong

梁啟棠
CE ADU276Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEUNG Kai Tong (CE number ADU276) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerKGI Asia Limited
凱基證券亞洲有限公司
RepresentativeKGI Asia Limited
凱基證券亞洲有限公司

Licence Record (7)

2026-01-02 – present Current
KGI Asia Limited RO
RA 4
2024-12-20 – present Current
KGI Asia Limited Rep
RA 1 RA 4
2019-12-12 – 2023-09-29
J.P. Morgan Broking (Hong Kong) Limited RO
RA 4
2019-06-27 – 2019-12-12
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 4
2006-10-13 – 2013-08-10
Credit Suisse (Hong Kong) Limited Rep
RA 4
2004-10-14 – 2006-07-22
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4
2003-04-01 – 2004-10-14
Macquarie Capital Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADU276