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YAU Deirdre

邱迪怡
CE ADS781Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAU Deirdre (CE number ADS781) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAkron Corporate Finance Limited
亞貝隆資本有限公司

Licence Record (5)

2021-05-28 – present Current
Akron Corporate Finance Limited RO
RA 6
2021-03-24 – 2021-05-28
Akron Corporate Finance Limited Rep
RA 6
2004-04-06 – 2021-01-31
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1
2003-04-01 – 2021-01-31
Guotai Junan Capital Limited RO
RA 6
2003-04-01 – 2004-03-30
Guotai Junan Securities (Hong Kong) Limited RO
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADS781