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LIU Man Lai, Manly

廖文禮
CE ADI698Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Man Lai, Manly (CE number ADI698) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerKingbridge Capital Asset Management Limited
金拱橋資產管理有限公司

Licence Record (13)

2019-11-22 – present Current
Kingbridge Capital Asset Management Limited RO
RA 4 RA 9
2019-03-25 – 2019-10-17
Luk Fook Securities (HK) Limited Rep
RA 1 RA 4 RA 9
2016-11-29 – 2019-01-25
Phoenix Capital (International) Limited RO
RA 4 RA 9
2015-12-09 – 2016-11-21
Sinostar Asset Management Limited Rep
RA 9
2015-01-22 – 2015-03-20
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 2 RA 3 RA 4
2014-08-19 – 2015-01-09
Enhanced Investment Management Limited Rep
RA 9
2010-12-06 – 2012-05-14
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2010-03-15 – 2010-12-06
Morgan Stanley Hong Kong Futures Limited Rep
RA 2
2010-01-20 – 2012-05-14
Morgan Stanley Asia Limited Rep
RA 1 RA 9
2006-07-17 – 2007-08-31
MFG Limited RO
RA 9
2003-12-17 – 2004-07-05
Vision Capital Investment Management Limited RO
RA 1 RA 4 RA 5 RA 9
2003-04-01 – 2003-12-17
CITIC Securities Corporate Finance (HK) Limited Rep
RA 1 RA 4 RA 6
2003-04-01 – 2004-07-05
CITIC Securities Corporate Finance (HK) Limited RO
RA 1 RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADI698