WONG Wai Chiu, Steven

王偉超

CE ACQ784Licensed IndividualSFO licence active

WONG Wai Chiu, Steven (CE number ACQ784) is an individual licensed by the Hong Kong SFC. First licensed on 2003-11-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司

Licence Record (12)

2005-01-03 – present Current

Daiwa Capital Markets Hong Kong Limited Rep

RA 1 RA 2 RA 4

2005-10-18 – 2005-12-17

Morgan Stanley Hong Kong Securities Limited Rep

RA 1

2005-10-17 – 2005-12-17

Morgan Stanley Asia Limited Rep

RA 1 RA 7

2005-10-17 – 2005-12-17

Morgan Stanley Hong Kong Futures Limited Rep

RA 2 RA 7

2005-01-03 – 2007-11-01

Daiwa Securities SMBC Futures (Asia) Limited Rep

RA 2

2004-08-17 – 2004-12-20

Kingsway Financial Services Group Limited RO

RA 1

2004-05-25 – 2004-12-20

JS Securities Limited Rep

RA 1

2004-03-23 – 2004-12-20

Kingsway Financial Services Group Limited Rep

RA 1 RA 2

2004-03-23 – 2004-12-20

Sunwah Kingsway Futures Limited Rep

RA 2

2003-11-14 – 2004-02-21

KGI Asia Limited Rep

RA 1

2003-11-14 – 2004-02-21

KGI Securities (Hong Kong) Limited Rep

RA 1

2003-11-14 – 2004-02-21

KGI Futures (Hong Kong) Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACQ784