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CHAU Yueh Jen

周日仁
CE ACE585Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAU Yueh Jen (CE number ACE585) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGolden Full Asset Management Limited
金富資產管理有限公司

Licence Record (16)

2024-07-05 – present Current
Golden Full Asset Management Limited RO
RA 4 RA 9
2019-12-04 – 2024-05-13
NNFE International Asset Management Limited RO
RA 4 RA 9
2018-03-14 – 2019-07-22
GBR Capital Limited RO
RA 1 RA 4 RA 9
2017-01-11 – 2018-02-28
Admiralty Harbour Capital Limited RO
RA 1 RA 4 RA 9
2015-03-05 – 2016-12-30
Asia Cornerstone Asset Management Company Limited RO
RA 9
2013-04-30 – 2015-02-26
BOA International Securities Limited RO
RA 1
2013-04-17 – 2013-04-30
BOA International Securities Limited Rep
RA 1
2013-01-28 – 2013-03-18
Halcyon Securities Limited RO
RA 1
2012-03-19 – 2012-08-15
Hong Kong Securities Holdings Limited RO
RA 1
2011-08-30 – 2012-02-29
CNCB (Hong Kong) Capital Limited Rep
RA 4 RA 9
2010-11-16 – 2011-02-23
Ark Securities (Hong Kong) Limited Rep
RA 1 RA 4
2010-03-01 – 2010-10-31
Winco Securities Company Limited RO
RA 1
2007-11-13 – 2010-01-16
Cheong Lee Securities Limited RO
RA 1 RA 4
2007-09-06 – 2007-11-13
Cheong Lee Securities Limited Rep
RA 1
2006-02-03 – 2007-08-01
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2003-04-01 – 2007-08-01
Shun Loong Securities Company Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACE585