WONG Ying Kwan

王應坤

CE ACC080Licensed IndividualResponsible OfficerSFO licence active

WONG Ying Kwan (CE number ACC080) is an individual licensed by the Hong Kong SFC. First licensed on 2010-05-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司

Licence Record (11)

2025-10-06 – present Current

Zenith Innovation Financial Group Limited RO

RA 4 RA 9

2014-06-20 – 2015-07-31

China Merchants Securities (HK) Co., Limited RO

RA 1 RA 2 RA 4

2014-06-20 – 2015-07-31

China Merchants Futures (HK) Co., Limited RO

RA 2 RA 5

2014-05-22 – 2014-06-20

China Merchants Securities (HK) Co., Limited Rep

RA 1 RA 2 RA 4

2014-05-22 – 2014-06-20

China Merchants Futures (HK) Co., Limited Rep

RA 2 RA 5

2010-05-24 – 2014-04-07

HSBC Broking (China) Limited RO

RA 1

2010-05-24 – 2014-04-07

HSBC Broking Securities (Asia) Limited RO

RA 1

2010-05-24 – 2014-04-07

HSBC Broking Securities (Hong Kong) Limited RO

RA 1

2010-05-24 – 2014-04-07

HSBC Broking Futures (Asia) Limited RO

RA 2

2010-05-24 – 2013-08-19

HSBC Broking Futures (Hong Kong) Limited RO

RA 2

2010-05-24 – 2014-04-07

HSBC Broking Forex (Asia) Limited RO

RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACC080