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HSBC Broking Securities (Hong Kong) Limited

滙豐金融證券(香港)有限公司
CE AAA529Licensed Corporation
Date of licence (SFO)
2004-09-10
Register as of
2026-07-22
Last indexed
2026-07-22 19:05 UTC
Official SFC record

HSBC Broking Securities (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number AAA529). First licensed on 2004-09-10. Its SFC licence is currently active. It is licensed for 1 regulated activity: Type 1 (Securities dealing).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2004-09-10

HKEX Participantships (6)

China Connect Clearing Participant #B01089 China Connect Exchange Participant #01089 SEOCH Clearing Participant Stock Options Participant HKSCC Clearing Participant #B01089 SEHK Participant #01089

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Responsible Officers (4)

CE No.NameChinese
ADQ206KWOK Wing Ho Felix郭永晧
AGW234WO Ki鄔奇
ALH734CHANG Shu Tin, Stephen張樹田
BDA062KEUNG Leon Sik Lim姜錫廉

Representatives (3)

CE No.NameChinese
AEE107MAK Kwok Sing麥國星
AHF840NG Kwok Hung吳國雄
AZJ983LO Chun Kwan羅俊坤

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AAA529