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KO Yu Kit

高汝傑
CE ACB027Licensed IndividualExecutive OfficerNo active licence
Official SFC record

KO Yu Kit (CE number ACB027) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerBCOM Finance (Hong Kong) Limited
交通財務有限公司

Licence Record (3)

2007-09-13 – 2014-04-22
BOCOM International Asset Management Limited RO
RA 9
2007-09-10 – 2014-04-22
BOCOM International Securities Limited RO
RA 4
2003-04-01 – 2008-03-03
BOCOM International Holdings Company Limited RO
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACB027