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BCOM Finance (Hong Kong) Limited

交通財務有限公司
CE AAL384Registered Institution
Date of registration
2006-02-23
Register as of
2026-07-21
Last indexed
2026-07-21 22:05 UTC
Official SFC record

BCOM Finance (Hong Kong) Limited is a Hong Kong SFC registered institution (CE number AAL384). First licensed on 2006-02-23. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2006-02-23
RA 4Advising on Securities就證券提供意見2006-02-23
RA 5Advising on Futures Contracts就期貨合約提供意見2006-02-23
RA 9Asset Management提供資產管理2006-02-23

Executive Officers (4)

CE No.NameChinese
ACB027KO Yu Kit高汝傑
ADS028KWAN Shui Cheung關瑞祥
AJI241CHAN Wing Siu陳榮肇
APC737WANG Qian王騫

HKMA Securities Staff

Source: HKMA Register of Securities Staff of AIs (separate from the SFC register).

Current Securities Staff (5)

Past Staff (4)

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AAL384