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CHAN Wing Siu

陳榮肇
CE AJI241Licensed IndividualExecutive OfficerNo active licence
Official SFC record

CHAN Wing Siu (CE number AJI241) is an individual licensed by the Hong Kong SFC. First licensed on 2004-01-10. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerBCOM Finance (Hong Kong) Limited
交通財務有限公司

Licence Record (2)

2004-04-16 – 2011-06-09
Pegasus Fund Managers Limited Rep
RA 1 RA 4 RA 9
2004-01-10 – 2004-01-29
Phillip Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJI241