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KOO George Chen Yu

顧震宇
CE ABU687Licensed IndividualExecutive OfficerNo active licence
Official SFC record

KOO George Chen Yu (CE number ABU687) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerBanco Bilbao Vizcaya Argentaria S.A.

Licence Record (4)

2015-03-18 – 2023-03-24
Wells Fargo Securities Asia Limited RO
RA 1 RA 4 RA 6 RA 9
2014-04-04 – 2015-03-18
Wells Fargo Securities Asia Limited Rep
RA 1 RA 4 RA 6
2010-12-17 – 2011-01-01
RBS Asia Corporate Finance Limited Rep
RA 1 RA 6
2003-04-01 – 2006-06-06
Barclays Capital Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABU687