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CHENG Chi Wah

鄭志華
CE ABM629Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHENG Chi Wah (CE number ABM629) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGrey Investment Limited
高易投資有限公司

Licence Record (9)

2024-06-05 – present Current
Grey Investment Limited RO
RA 4 RA 9
2014-12-01 – 2018-02-24
CCB International Securities Limited Rep
RA 1 RA 4
2014-02-04 – 2014-11-12
China Merchants Securities (HK) Co., Limited Rep
RA 1
2013-06-10 – 2014-01-26
RHB Securities Hong Kong Limited Rep
RA 1
2012-11-15 – 2024-06-05
Grey Investment Limited Rep
RA 9
2009-10-08 – 2012-06-18
CGS International Securities Hong Kong Limited Rep
RA 1
2008-01-14 – 2009-04-01
Piper Jaffray Asia Securities Limited Rep
RA 1
2003-04-01 – 2007-12-28
Credit Agricole Securities (Asia) Limited Rep
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2005-02-04
RBS Asia Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABM629