FU Wai Man

傅偉民

CE ABH654Licensed IndividualResponsible OfficerSFO licence active

FU Wai Man (CE number ABH654) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Ninety One Hong Kong Limited 晉達資產管理香港有限公司

Licence Record (11)

2019-01-02 – present Current

Ninety One Hong Kong Limited RO

RA 1 RA 2 RA 4 RA 9

2018-11-01 – 2019-01-02

Ninety One Hong Kong Limited Rep

RA 1 RA 4

2017-10-09 – 2018-10-05

HSBC Broking Futures (Asia) Limited RO

RA 2

2017-10-09 – 2018-10-05

HSBC Broking Forex (Asia) Limited RO

RA 3

2014-04-11 – 2017-10-09

HSBC Broking Futures (Asia) Limited Rep

RA 2

2014-04-11 – 2017-10-09

HSBC Broking Forex (Asia) Limited Rep

RA 3

2014-04-11 – 2018-10-05

HSBC Broking Securities (Asia) Limited RO

RA 1 RA 4

2014-04-11 – 2018-10-05

HSBC Broking Securities (Hong Kong) Limited RO

RA 1

2013-01-25 – 2014-03-25

BNY Mellon Investment Management Hong Kong Limited Rep

RA 1 RA 4

2008-03-26 – 2008-05-07

FIL Investment Management (Hong Kong) Limited RO

RA 1 RA 4

2003-04-01 – 2008-05-07

FIL Investment Management (Hong Kong) Limited Rep

RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABH654