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CHUA Tsz Lan

蔡紫蘭
CE AAI500Licensed IndividualSFO licence active
Official SFC record

CHUA Tsz Lan (CE number AAI500) is an individual licensed by the Hong Kong SFC. First licensed on 2003-10-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLuk Fook Asset Management (HK) Limited
六福資產管理(香港)有限公司

Licence Record (28)

2022-11-08 – 2023-02-01
CC Venture Capital Limited Rep
RA 4 RA 9
2021-09-02 – 2022-02-09
Hao Tian Asset Management Limited RO
RA 4 RA 9
2020-01-23 – 2026-06-15
Glenworth Capital Limited RO
RA 4 RA 9
2019-11-19 – 2020-01-23
Glenworth Capital Limited Rep
RA 4 RA 9
2018-04-11 – 2019-10-24
Neutral Financial Holding Company Limited RO
RA 4 RA 9
2016-05-20 – 2019-10-24
Neutral Financial Holding Company Limited Rep
RA 1 RA 4 RA 9
2015-06-02 – 2016-03-11
Caitong International Securities Co., Limited RO
RA 4
2015-01-23 – 2016-03-11
Caitong International Asset Management Co., Limited RO
RA 4 RA 9
2014-12-15 – 2015-01-23
Caitong International Asset Management Co., Limited Rep
RA 4 RA 9
2014-12-12 – 2016-03-11
Caitong International Securities Co., Limited Rep
RA 1
2013-02-25 – 2014-08-07
China Galaxy International Asset Management (Hong Kong) Co., Limited RO
RA 4 RA 9
2012-08-01 – 2014-08-07
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1 RA 4
2012-08-01 – 2014-08-07
China Galaxy International Futures (Hong Kong) Co., Limited Rep
RA 2
2010-09-27 – 2012-04-01
Cinda International Asset Management Limited RO
RA 4 RA 9
2010-08-20 – 2010-09-27
Cinda International Asset Management Limited Rep
RA 4 RA 9
2009-12-15 – 2010-08-13
Southwest Securities (HK) Brokerage Limited Rep
RA 1
2009-12-15 – 2010-08-13
Southwest Securities (HK) Futures Limited Rep
RA 2
2009-12-15 – 2010-08-13
Southwest Securities (HK) Asset Management Limited RO
RA 4 RA 9
2009-09-30 – 2009-12-15
Southwest Securities (HK) Asset Management Limited Rep
RA 4 RA 9
2009-03-05 – 2009-09-17
Penjing Asset Management (HK) Limited Rep
RA 4 RA 9
2008-01-04 – 2008-12-03
Bright Fund Management Limited Rep
RA 1 RA 4 RA 9
2008-01-04 – 2008-12-03
CES Commodities (HK) Limited Rep
RA 2
2007-02-28 – 2007-12-07
SBI China Capital Securities Limited RO
RA 4
2006-05-09 – 2007-02-28
SBI China Capital Securities Limited Rep
RA 4
2005-12-29 – 2006-04-19
ICEA Securities Asia Limited Rep
RA 4
2005-08-04 – 2005-11-11
MIB Securities (Hong Kong) Limited Rep
RA 4
2003-10-27 – 2005-05-31
Delta Asia Securities Limited Rep
RA 1 RA 6
2003-10-27 – 2005-05-31
Delta Asia Financial Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAI500