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SHEA Kwok Hing, Patrick

佘國興
CE AAC349Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SHEA Kwok Hing, Patrick (CE number AAC349) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSFG Fund Limited
Responsible OfficerSFGHK Limited

Licence Record (25)

2017-12-05 – present Current
SFG Fund Limited RO
RA 9
2015-12-28 – present Current
SFGHK Limited RO
RA 1 RA 4
2020-09-07 – 2020-09-18
SFGHK Limited Rep
RA 4
2020-09-07 – 2020-09-18
SFG Fund Limited Rep
RA 9
2019-08-22 – 2020-07-31
Blackhorn Wealth Management Limited RO
RA 4 RA 9
2019-07-02 – 2019-08-22
Blackhorn Wealth Management Limited Rep
RA 4 RA 9
2018-11-15 – 2019-05-10
Solshire International Capital Management (HK) Limited RO
RA 4 RA 9
2015-05-20 – 2015-11-06
Fulbright Securities Limited Rep
RA 1
2015-05-20 – 2015-11-06
Fulbright Futures Limited Rep
RA 2
2014-03-28 – 2015-05-15
Kingsway Financial Services Group Limited Rep
RA 1 RA 2
2009-05-05 – 2014-03-24
Metro Capital Securities Limited Rep
RA 1
2009-02-12 – 2009-04-29
KGI Asia Limited Rep
RA 1
2009-02-12 – 2009-04-29
KGI Futures (Hong Kong) Limited Rep
RA 2
2008-12-03 – 2008-12-25
Core Pacific-Yamaichi Futures (H.K.) Limited Rep
RA 2
2008-11-11 – 2008-12-25
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1
2008-11-11 – 2008-12-25
Core Pacific-Yamaichi Securities (H.K.) Limited Rep
RA 1
2007-11-07 – 2008-09-10
Times Securities Company Limited Rep
RA 1
2007-03-16 – 2007-09-21
Funderstone Securities Limited Rep
RA 1
2007-03-16 – 2007-09-21
Funderstone Futures Limited Rep
RA 2
2004-03-01 – 2007-10-13
Quam Securities Limited Rep
RA 1 RA 2
2004-03-01 – 2006-01-31
Quam Futures Limited Rep
RA 2
2003-10-20 – 2004-02-25
China Merchants Securities (HK) Co., Limited Rep
RA 1
2003-10-20 – 2004-02-25
China Merchants Futures (HK) Co., Limited Rep
RA 2
2003-04-01 – 2003-08-16
Wing On Cheong Securities Company Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2003-08-16
Wing On Cheong China Development Company Limited Rep
RA 2 RA 5 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAC349