WANG, QIAN (HKMA registration number AJ4472) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANK OF COMMUNICATIONS CO., LTD.. Has been engaged at 2 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| BANK OF COMMUNICATIONS CO., LTD. | RA 1 Type 1: dealing in securities | No | FUND MANAGER | 2024-04-30 |
| BANK OF COMMUNICATIONS CO., LTD. | RA 4 Type 4: advising on securities | No | FUND MANAGER | 2024-04-30 |
| BANK OF COMMUNICATIONS CO., LTD. | RA 9 Type 9: asset management | Yes | HEAD OF FUND MANAGEMENT | 2024-04-30 |
| BCOM FINANCE (HONG KONG) LIMITED | RA 1 Type 1: dealing in securities | Yes | HEAD OF FUND MANAGEMENT | 2024-04-30 |
| BCOM FINANCE (HONG KONG) LIMITED | RA 4 Type 4: advising on securities | Yes | HEAD OF FUND MANAGEMENT | 2024-04-30 |
| BCOM FINANCE (HONG KONG) LIMITED | RA 5 Type 5: advising on futures contracts | No | FUND MANAGER | 2024-04-30 |
| BCOM FINANCE (HONG KONG) LIMITED | RA 9 Type 9: asset management | Yes | HEAD OF FUND MANAGEMENT | 2024-04-30 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| BANK OF COMMUNICATIONS CO., LTD. | AAK782 | UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG |
| BCOM FINANCE (HONG KONG) LIMITED | AAL384 | 1/F WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG. |