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Bank of Communications Co., Ltd.

交通銀行股份有限公司
CE AAK782Registered Institution
Date of registration
2004-08-17
Register as of
2026-07-21
Last indexed
2026-07-21 21:05 UTC
Official SFC record

Bank of Communications Co., Ltd. is a Hong Kong SFC registered institution (CE number AAK782). First licensed on 2004-08-17. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2004-08-17
RA 4Advising on Securities就證券提供意見2004-08-17
RA 9Asset Management提供資產管理2005-10-04

HKEX Participantships (1)

HKSCC Clearing Participant #C00109

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Executive Officers (5)

CE No.NameChinese
ADS028KWAN Shui Cheung關瑞祥
APC737WANG Qian王騫
BMX840LI Kin Ting李健庭
BNV893SHIH Tan Mei施丹薇
BNX874WONG Kin Ting黃健庭

HKMA Securities Staff

Source: HKMA Register of Securities Staff of AIs (separate from the SFC register).

Current Securities Staff (282)

Past Staff (2601)

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AAK782