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WANG, QIAN

王騫
HKMA AJ4472HKMA 有關人士現時已註冊主管人員 (EO)
HKMA 官方紀錄

WANG, QIAN(HKMA 註冊編號 AJ4472)為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 BANK OF COMMUNICATIONS CO., LTD. 註冊進行受規管活動。歷年曾於 2 間認可機構任職。

現時註冊 Current Registration (7)

註冊機構受規管活動主管人員職位 Capacity首次受聘日期
BANK OF COMMUNICATIONS CO., LTD.RA 1 Type 1: dealing in securitiesFUND MANAGER2024-04-30
BANK OF COMMUNICATIONS CO., LTD.RA 4 Type 4: advising on securitiesFUND MANAGER2024-04-30
BANK OF COMMUNICATIONS CO., LTD.RA 9 Type 9: asset managementHEAD OF FUND MANAGEMENT2024-04-30
BCOM FINANCE (HONG KONG) LIMITEDRA 1 Type 1: dealing in securitiesHEAD OF FUND MANAGEMENT2024-04-30
BCOM FINANCE (HONG KONG) LIMITEDRA 4 Type 4: advising on securitiesHEAD OF FUND MANAGEMENT2024-04-30
BCOM FINANCE (HONG KONG) LIMITEDRA 5 Type 5: advising on futures contractsFUND MANAGER2024-04-30
BCOM FINANCE (HONG KONG) LIMITEDRA 9 Type 9: asset managementHEAD OF FUND MANAGEMENT2024-04-30

業務地址 Business Address

註冊機構SFC CE 編號地址
BANK OF COMMUNICATIONS CO., LTD.AAK782UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG
BCOM FINANCE (HONG KONG) LIMITEDAAL3841/F WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution BANK OF COMMUNICATIONS CO., LTD. Effective Date 22 Jul 2025 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person. 1 Registered Institution BCOM FINANCE (HONG KONG) LIMITED Effective Date 22 Jul 2025 --> Description --> For Type 1 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of BCOM FINANCE (HONG KONG) LIMITED not subject to a similar condition.

註冊紀錄 Registration History (6)

2025-07-22 – 現時 現職
RA 9
2025-07-22 – 現時 現職
RA 1 RA 4 RA 9
2024-04-30 – 現時 現職
RA 1 RA 4
2024-04-30 – 現時 現職
RA 5
2024-04-30 – 2025-07-21
RA 9
2024-04-30 – 2025-07-21
RA 1 RA 4 RA 9