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KOK, ZHONG HAN JEREMY

HKMA AJ1198HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

KOK, ZHONG HAN JEREMY (HKMA registration number AJ1198) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at DBS BANK (HONG KONG) LIMITED. Has been engaged at 2 authorized institutions over time.

Current Registration (7)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
DBS BANK (HONG KONG) LIMITEDRA 1 Type 1: dealing in securitiesYesHEAD OF GLOBAL FINANCIAL MARKETS, HONG KONG2023-01-05
DBS BANK (HONG KONG) LIMITEDRA 2 Type 2: dealing in futures contractsYesHEAD OF GLOBAL FINANCIAL MARKETS, HONG KONG2025-05-15
DBS BANK (HONG KONG) LIMITEDRA 4 Type 4: advising on securitiesYesHEAD OF GLOBAL FINANCIAL MARKETS, HONG KONG2023-01-05
DBS BANK LTD.RA 1 Type 1: dealing in securitiesYesHEAD OF GLOBAL FINANCIAL MARKETS, HONG KONG2023-01-05
DBS BANK LTD.RA 2 Type 2: dealing in futures contractsYesHEAD OF GLOBAL FINANCIAL MARKETS, HONG KONG2025-05-15
DBS BANK LTD.RA 4 Type 4: advising on securitiesYesHEAD OF GLOBAL FINANCIAL MARKETS, HONG KONG2023-01-05
DBS BANK LTD.RA 6 Type 6: advising on corporate financeYesHEAD OF GLOBAL FINANCIAL MARKETS, HONG KONG2023-01-05

Business Address

Registered InstitutionSFC CE No.Address
DBS BANK (HONG KONG) LIMITEDAAL66411TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.AAC212G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution DBS BANK LTD. Effective Date 03 Mar 2023 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution DBS BANK LTD. Effective Date 18 Aug 2023 --> Description --> For Type 6 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of DBS BANK LTD. not subject to a similar condition.

Registration History (6)

2025-05-15 – present Current
DBS BANK (HONG KONG) LIMITED Executive Officer
RA 2
2025-05-15 – present Current
DBS BANK LTD. Executive Officer
RA 2
2023-03-03 – present Current
DBS BANK LTD. Executive Officer
RA 1 RA 4 RA 6
2023-01-11 – present Current
DBS BANK (HONG KONG) LIMITED Executive Officer
RA 1 RA 4
2023-01-05 – 2023-03-02
DBS BANK LTD.
RA 1 RA 4 RA 6
2023-01-05 – 2023-01-10
DBS BANK (HONG KONG) LIMITED
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AJ1198