KOK, ZHONG HAN JEREMY

HKMA AJ1198HKMA 有關人士現時已註冊主管人員 (EO)

KOK, ZHONG HAN JEREMY（HKMA 註冊編號 AJ1198）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 DBS BANK (HONG KONG) LIMITED 註冊進行受規管活動。歷年曾於 2 間認可機構任職。

現時註冊 Current Registration (7)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
DBS BANK (HONG KONG) LIMITED	RA 1 Type 1: dealing in securities	是	HEAD OF GLOBAL FINANCIAL MARKETS, HONG KONG	2023-01-05
DBS BANK (HONG KONG) LIMITED	RA 2 Type 2: dealing in futures contracts	是	HEAD OF GLOBAL FINANCIAL MARKETS, HONG KONG	2025-05-15
DBS BANK (HONG KONG) LIMITED	RA 4 Type 4: advising on securities	是	HEAD OF GLOBAL FINANCIAL MARKETS, HONG KONG	2023-01-05
DBS BANK LTD.	RA 1 Type 1: dealing in securities	是	HEAD OF GLOBAL FINANCIAL MARKETS, HONG KONG	2023-01-05
DBS BANK LTD.	RA 2 Type 2: dealing in futures contracts	是	HEAD OF GLOBAL FINANCIAL MARKETS, HONG KONG	2025-05-15
DBS BANK LTD.	RA 4 Type 4: advising on securities	是	HEAD OF GLOBAL FINANCIAL MARKETS, HONG KONG	2023-01-05
DBS BANK LTD.	RA 6 Type 6: advising on corporate finance	是	HEAD OF GLOBAL FINANCIAL MARKETS, HONG KONG	2023-01-05

業務地址 Business Address

註冊機構	SFC CE 編號	地址
DBS BANK (HONG KONG) LIMITED	AAL664	11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.	AAC212	G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution DBS BANK LTD. Effective Date 03 Mar 2023 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution DBS BANK LTD. Effective Date 18 Aug 2023 --> Description --> For Type 6 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of DBS BANK LTD. not subject to a similar condition.