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TUDOR, HARSHIKA CHANDRAKANT

HKMA AH5962HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

TUDOR, HARSHIKA CHANDRAKANT (HKMA registration number AH5962) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at JPMORGAN CHASE BANK, NATIONAL ASSOCIATION. Has been engaged at 2 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONRA 1 Type 1: dealing in securitiesYesMANAGING DIRECTOR, PRIVATE BANKING2019-10-31
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONRA 4 Type 4: advising on securitiesYesMANAGING DIRECTOR, PRIVATE BANKING2019-10-31
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONRA 9 Type 9: asset managementYesMANAGING DIRECTOR, PRIVATE BANKING2023-11-06

Business Address

Registered InstitutionSFC CE No.Address
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONAAL99618/F & 20-29/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG

Conditions

Registered Institution Effective Date Description 1 Registered Institution JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Effective Date 19 Mar 2024 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person. 2 Registered Institution JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Effective Date 19 Mar 2024 --> Description --> For Type 9 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of JPMORGAN CHASE BANK, NATIONAL ASSOCIATION not subject to a similar condition.

Registration History (6)

2024-03-19 – present Current
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Executive Officer
RA 1 RA 4 RA 9
2023-11-06 – 2024-03-18
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
RA 9
2019-10-31 – 2024-03-18
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
RA 1 RA 4
2019-10-31 – 2023-11-30
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
RA 1 RA 4
2017-10-03 – 2019-09-23
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
RA 1 RA 4 RA 7
2017-10-03 – 2019-09-23
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AH5962