TUDOR, HARSHIKA CHANDRAKANT

HKMA AH5962HKMA 有關人士現時已註冊主管人員 (EO)

TUDOR, HARSHIKA CHANDRAKANT（HKMA 註冊編號 AH5962）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 JPMORGAN CHASE BANK, NATIONAL ASSOCIATION 註冊進行受規管活動。歷年曾於 2 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION	RA 1 Type 1: dealing in securities	是	MANAGING DIRECTOR, PRIVATE BANKING	2019-10-31
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION	RA 4 Type 4: advising on securities	是	MANAGING DIRECTOR, PRIVATE BANKING	2019-10-31
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION	RA 9 Type 9: asset management	是	MANAGING DIRECTOR, PRIVATE BANKING	2023-11-06

業務地址 Business Address

註冊機構	SFC CE 編號	地址
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION	AAL996	18/F & 20-29/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Effective Date 19 Mar 2024 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person. 2 Registered Institution JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Effective Date 19 Mar 2024 --> Description --> For Type 9 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of JPMORGAN CHASE BANK, NATIONAL ASSOCIATION not subject to a similar condition.