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IYER, BHASKER

HKMA AH1104HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

IYER, BHASKER (HKMA registration number AH1104) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED. Has been engaged at 2 authorized institutions over time.

Current Registration (7)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDRA 1 Type 1: dealing in securitiesYesMANAGING DIRECTOR, SALES & MARKETING2016-04-01
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDRA 4 Type 4: advising on securitiesYesMANAGING DIRECTOR, SALES & MARKETING2016-04-01
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDRA 6 Type 6: advising on corporate financeYesMANAGING DIRECTOR, SALES & MARKETING2016-04-01
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDRA 7 Type 7: providing automated trading servicesYesMANAGING DIRECTOR, SALES & MARKETING2016-04-01
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONRA 1 Type 1: dealing in securitiesYesMANAGING DIRECTOR, SALES & MARKETING2016-04-01
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONRA 4 Type 4: advising on securitiesYesMANAGING DIRECTOR, SALES & MARKETING2016-04-01
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONRA 6 Type 6: advising on corporate financeYesMANAGING DIRECTOR, SALES & MARKETING2016-04-01

Business Address

Registered InstitutionSFC CE No.Address
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDAAJ32118/F & 23-29/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONAAL99618/F & 20-29/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG

Conditions

Registered Institution Effective Date Description 1 Registered Institution J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED Effective Date 31 May 2021 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 1 Registered Institution JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Effective Date 31 May 2021 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

Registration History (8)

2021-05-31 – present Current
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED Executive Officer
RA 6
2021-05-31 – present Current
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Executive Officer
RA 6
2020-08-24 – present Current
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED Executive Officer
RA 1 RA 4 RA 7
2020-08-24 – present Current
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Executive Officer
RA 1 RA 4
2016-04-01 – 2021-05-30
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
RA 6
2016-04-01 – 2021-05-30
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
RA 6
2016-04-01 – 2020-08-23
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
RA 1 RA 4 RA 7
2016-04-01 – 2020-08-23
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AH1104