IYER, BHASKER

HKMA AH1104HKMA 有關人士現時已註冊主管人員 (EO)

IYER, BHASKER（HKMA 註冊編號 AH1104）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED 註冊進行受規管活動。歷年曾於 2 間認可機構任職。

現時註冊 Current Registration (7)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED	RA 1 Type 1: dealing in securities	是	MANAGING DIRECTOR, SALES & MARKETING	2016-04-01
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED	RA 4 Type 4: advising on securities	是	MANAGING DIRECTOR, SALES & MARKETING	2016-04-01
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED	RA 6 Type 6: advising on corporate finance	是	MANAGING DIRECTOR, SALES & MARKETING	2016-04-01
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED	RA 7 Type 7: providing automated trading services	是	MANAGING DIRECTOR, SALES & MARKETING	2016-04-01
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION	RA 1 Type 1: dealing in securities	是	MANAGING DIRECTOR, SALES & MARKETING	2016-04-01
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION	RA 4 Type 4: advising on securities	是	MANAGING DIRECTOR, SALES & MARKETING	2016-04-01
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION	RA 6 Type 6: advising on corporate finance	是	MANAGING DIRECTOR, SALES & MARKETING	2016-04-01

業務地址 Business Address

註冊機構	SFC CE 編號	地址
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED	AAJ321	18/F & 23-29/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION	AAL996	18/F & 20-29/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED Effective Date 31 May 2021 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 1 Registered Institution JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Effective Date 31 May 2021 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.