NIU, SHUO (HKMA registration number AG6973) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED. Has been engaged at 4 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | RA 1 Type 1: dealing in securities | No | INVESTMENT BANKING | 2025-04-24 |
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | RA 4 Type 4: advising on securities | No | INVESTMENT BANKING | 2025-04-24 |
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | RA 6 Type 6: advising on corporate finance | No | INVESTMENT BANKING | 2025-04-24 |
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | RA 1 Type 1: dealing in securities | No | INVESTMENT BANKING | 2025-04-24 |
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | RA 4 Type 4: advising on securities | No | INVESTMENT BANKING | 2025-04-24 |
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | RA 6 Type 6: advising on corporate finance | No | INVESTMENT BANKING | 2025-04-24 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | AAJ321 | 18/F & 23-29/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG |
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | AAL996 | 18/F & 20-29/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG |