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CHAN, YING BIN OLIVER

陳頴斌
HKMA AG5933HKMA Relevant IndividualCurrently registeredExecutive Officer

CHAN, YING BIN OLIVER (HKMA registration number AG5933) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at SUMITOMO MITSUI BANKING CORPORATION. Has been engaged at 2 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
SUMITOMO MITSUI BANKING CORPORATIONRA 1 Type 1: dealing in securitiesYesEXECUTIVE DIRECTOR AND HEAD OF SPECIALISED PRODUCTS DEPARTMENT, ASIA PACIFIC (HONG KONG)2023-01-13
SUMITOMO MITSUI BANKING CORPORATIONRA 4 Type 4: advising on securitiesYesEXECUTIVE DIRECTOR AND HEAD OF SPECIALISED PRODUCTS DEPARTMENT, ASIA PACIFIC (HONG KONG)2023-01-13
SUMITOMO MITSUI BANKING CORPORATIONRA 6 Type 6: advising on corporate financeYesEXECUTIVE DIRECTOR AND HEAD OF SPECIALISED PRODUCTS DEPARTMENT, ASIA PACIFIC (HONG KONG)2023-06-07

Business Address

Registered InstitutionSFC CE No.Address
SUMITOMO MITSUI BANKING CORPORATIONAIU4728/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution SUMITOMO MITSUI BANKING CORPORATION Effective Date 24 Mar 2026 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution SUMITOMO MITSUI BANKING CORPORATION Effective Date 24 Mar 2026 --> Description --> For Types 1, 4 and 6 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of SUMITOMO MITSUI BANKING CORPORATION not subject to a similar condition. 3 Registered Institution SUMITOMO MITSUI BANKING CORPORATION Effective Date 24 Mar 2026 --> Description --> For Types 1, 4 and 6 regulated activities, the Executive Officer shall within 6 months from the effective date of consent for appointment as an Executive Officer for the relevant regulated activities (or within such further period as the Monetary Authority may agree in writing) have passed the relevant recognized local regulatory framework paper(s) pursuant to the Guidelines on Competence issued by the Securities and Futures Commission and informed the Monetary Authority of the examination result(s).

Registration History (4)

2026-03-24 – present Current
RA 1 RA 4 RA 6
2023-06-07 – 2026-03-23
RA 6
2023-01-13 – 2026-03-23
RA 1 RA 4
2015-01-01 – 2017-07-21
RA 1 RA 4 RA 6