CHAN, YING BIN OLIVER
陳頴斌
HKMA AG5933HKMA 有關人士現時已註冊主管人員 (EO)
CHAN, YING BIN OLIVER(HKMA 註冊編號 AG5933)為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 SUMITOMO MITSUI BANKING CORPORATION 註冊進行受規管活動。歷年曾於 2 間認可機構任職。
現時註冊 Current Registration (3)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| SUMITOMO MITSUI BANKING CORPORATION | RA 1 Type 1: dealing in securities | 是 | EXECUTIVE DIRECTOR AND HEAD OF SPECIALISED PRODUCTS DEPARTMENT, ASIA PACIFIC (HONG KONG) | 2023-01-13 |
| SUMITOMO MITSUI BANKING CORPORATION | RA 4 Type 4: advising on securities | 是 | EXECUTIVE DIRECTOR AND HEAD OF SPECIALISED PRODUCTS DEPARTMENT, ASIA PACIFIC (HONG KONG) | 2023-01-13 |
| SUMITOMO MITSUI BANKING CORPORATION | RA 6 Type 6: advising on corporate finance | 是 | EXECUTIVE DIRECTOR AND HEAD OF SPECIALISED PRODUCTS DEPARTMENT, ASIA PACIFIC (HONG KONG) | 2023-06-07 |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution SUMITOMO MITSUI BANKING CORPORATION Effective Date 24 Mar 2026 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution SUMITOMO MITSUI BANKING CORPORATION Effective Date 24 Mar 2026 --> Description --> For Types 1, 4 and 6 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of SUMITOMO MITSUI BANKING CORPORATION not subject to a similar condition. 3 Registered Institution SUMITOMO MITSUI BANKING CORPORATION Effective Date 24 Mar 2026 --> Description --> For Types 1, 4 and 6 regulated activities, the Executive Officer shall within 6 months from the effective date of consent for appointment as an Executive Officer for the relevant regulated activities (or within such further period as the Monetary Authority may agree in writing) have passed the relevant recognized local regulatory framework paper(s) pursuant to the Guidelines on Competence issued by the Securities and Futures Commission and informed the Monetary Authority of the examination result(s).
註冊紀錄 Registration History (4)
2026-03-24 – 現時 現職
RA 1 RA 4 RA 6
2023-06-07 – 2026-03-23
RA 6
2023-01-13 – 2026-03-23
RA 1 RA 4
2015-01-01 – 2017-07-21
RA 1 RA 4 RA 6