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Sumitomo Mitsui Banking Corporation

CE AIU472Registered Institution
Date of registration
2003-09-30
Register as of
2026-07-23
Last indexed
2026-07-23 22:05 UTC
Official SFC record

Sumitomo Mitsui Banking Corporation is a Hong Kong SFC registered institution (CE number AIU472). First licensed on 2003-09-30. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2003-09-30
RA 4Advising on Securities就證券提供意見2003-09-30
RA 6Advising on Corporate Finance就機構融資提供意見2003-09-30

Executive Officers (7)

CE No.NameChinese
AGN718STOEHR Carsten Hideki Alois
AWH795LEE Jooho
BHY650JIN Meng金夢
BMR953CHAN Ying Bin, Oliver陳穎斌
BSZ532LEUNG Man Chung Francis梁文聰
BTR442NG Wing Kin Ricky吳榮堅
BWS677HASHIMOTO Takeya

HKMA Securities Staff

Source: HKMA Register of Securities Staff of AIs (separate from the SFC register).

Current Securities Staff (39)

Past Staff (71)

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AIU472