LAM, TSZ LOK (HKMA registration number AG5419) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at SHANGHAI COMMERCIAL BANK LIMITED. Has been engaged at 6 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| SHANGHAI COMMERCIAL BANK LIMITED | RA 1 Type 1: dealing in securities | No | BUSINESS SALES AND MANAGEMENT | 2026-01-22 |
| SHANGHAI COMMERCIAL BANK LIMITED | RA 4 Type 4: advising on securities | No | BUSINESS SALES AND MANAGEMENT | 2026-01-22 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| SHANGHAI COMMERCIAL BANK LIMITED | AAJ281 | SHANGHAI COMMERCIAL BANK TOWER, 12 QUEEN'S ROAD CENTRAL, HONG KONG. |