MAK, YIN FO

麥硏科

HKMA AG5383HKMA Relevant IndividualCurrently registeredExecutive Officer

MAK, YIN FO (HKMA registration number AG5383) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANK JULIUS BAER & CO. LTD.. Has been engaged at 3 authorized institutions over time.

Current Registration (3)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
BANK JULIUS BAER & CO. LTD.	RA 1 Type 1: dealing in securities	No	MANAGING DIRECTOR SENIOR ADVISOR	2017-03-22
BANK JULIUS BAER & CO. LTD.	RA 4 Type 4: advising on securities	No	MANAGING DIRECTOR SENIOR ADVISOR	2017-03-22
BANK JULIUS BAER & CO. LTD.	RA 9 Type 9: asset management	Yes	HEAD MANDATE ADVISORY GREATER CHINA	2017-06-15

Business Address

Registered Institution	SFC CE No.	Address
BANK JULIUS BAER & CO. LTD.	AUR302	39/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution BANK JULIUS BAER & CO. LTD. Effective Date 10 Aug 2023 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

Registration History (6)

2023-08-10 – present Current

BANK JULIUS BAER & CO. LTD. Executive Officer

RA 9

2017-03-22 – present Current

BANK JULIUS BAER & CO. LTD.

RA 1 RA 4

2017-06-15 – 2023-08-09

BANK JULIUS BAER & CO. LTD.

RA 9

2016-12-09 – 2017-03-01

DEUTSCHE BANK AKTIENGESELLSCHAFT

RA 9

2015-11-23 – 2017-03-01

DEUTSCHE BANK AKTIENGESELLSCHAFT

RA 1

2014-11-04 – 2015-11-20

CREDIT SUISSE AG

RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG5383