MAK, YIN FO

麥硏科

HKMA AG5383HKMA 有關人士現時已註冊主管人員 (EO)

MAK, YIN FO（HKMA 註冊編號 AG5383）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 BANK JULIUS BAER & CO. LTD. 註冊進行受規管活動。歷年曾於 3 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
BANK JULIUS BAER & CO. LTD.	RA 1 Type 1: dealing in securities	否	MANAGING DIRECTOR SENIOR ADVISOR	2017-03-22
BANK JULIUS BAER & CO. LTD.	RA 4 Type 4: advising on securities	否	MANAGING DIRECTOR SENIOR ADVISOR	2017-03-22
BANK JULIUS BAER & CO. LTD.	RA 9 Type 9: asset management	是	HEAD MANDATE ADVISORY GREATER CHINA	2017-06-15

業務地址 Business Address

註冊機構	SFC CE 編號	地址
BANK JULIUS BAER & CO. LTD.	AUR302	39/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution BANK JULIUS BAER & CO. LTD. Effective Date 10 Aug 2023 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.