Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHIA, SHAW MING

佘紹銘
HKMA AG4204HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

CHIA, SHAW MING (HKMA registration number AG4204) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at ING BANK N.V.. Has been engaged at 3 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
ING BANK N.V.RA 1 Type 1: dealing in securitiesYesHEAD OF CORPORATE FINANCE, HONG KONG & CHINA2022-06-27
ING BANK N.V.RA 4 Type 4: advising on securitiesYesHEAD OF CORPORATE FINANCE, HONG KONG & CHINA2022-06-27
ING BANK N.V.RA 6 Type 6: advising on corporate financeYesHEAD OF CORPORATE FINANCE, HONG KONG & CHINA2022-06-27

Business Address

Registered InstitutionSFC CE No.Address
ING BANK N.V.AAI4608TH FLOOR, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG

Conditions

Registered Institution Effective Date Description 1 Registered Institution ING BANK N.V. Effective Date 27 Jun 2022 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution ING BANK N.V. Effective Date 27 Jun 2022 --> Description --> For Type 6 regulated activity, the Executive Officer must, in the capacity as an adviser to a client on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission, act together with another adviser (to the client) not subject to a similar condition.

Registration History (3)

2022-06-27 – present Current
ING BANK N.V. Executive Officer
RA 1 RA 4 RA 6
2018-06-28 – 2022-06-17
DBS BANK (HONG KONG) LIMITED
RA 1 RA 4 RA 6
2014-07-25 – 2022-06-17
DBS BANK LTD.
RA 1 RA 4 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG4204