CHIA, SHAW MING
佘紹銘
HKMA AG4204HKMA 有關人士現時已註冊主管人員 (EO)
CHIA, SHAW MING（HKMA 註冊編號 AG4204）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 ING BANK N.V. 註冊進行受規管活動。歷年曾於 3 間認可機構任職。
現時註冊 Current Registration (3)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| ING BANK N.V. | RA 1 Type 1: dealing in securities | 是 | HEAD OF CORPORATE FINANCE, HONG KONG & CHINA | 2022-06-27 |
| ING BANK N.V. | RA 4 Type 4: advising on securities | 是 | HEAD OF CORPORATE FINANCE, HONG KONG & CHINA | 2022-06-27 |
| ING BANK N.V. | RA 6 Type 6: advising on corporate finance | 是 | HEAD OF CORPORATE FINANCE, HONG KONG & CHINA | 2022-06-27 |
業務地址 Business Address
| 註冊機構 | SFC CE 編號 | 地址 |
|---|
| ING BANK N.V. | AAI460 | 8TH FLOOR, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution ING BANK N.V. Effective Date 27 Jun 2022 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution ING BANK N.V. Effective Date 27 Jun 2022 --> Description --> For Type 6 regulated activity, the Executive Officer must, in the capacity as an adviser to a client on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission, act together with another adviser (to the client) not subject to a similar condition.
註冊紀錄 Registration History (3)
2022-06-27 – 現時 現職
RA 1 RA 4 RA 6
2018-06-28 – 2022-06-17
RA 1 RA 4 RA 6
2014-07-25 – 2022-06-17
RA 1 RA 4 RA 6