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SHEETHAL KUMAR, DALPATHRAJ

HKMA AF8400HKMA Relevant IndividualCurrently registeredExecutive Officer

SHEETHAL KUMAR, DALPATHRAJ (HKMA registration number AF8400) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CITIBANK (HONG KONG) LIMITED. Has been engaged at 4 authorized institutions over time.

Current Registration (5)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CITIBANK (HONG KONG) LIMITEDRA 1 Type 1: dealing in securitiesYesHEAD OF MANAGED SALES SPECIALISTS, JANA AND ASIA SOUTH2024-09-20
CITIBANK (HONG KONG) LIMITEDRA 4 Type 4: advising on securitiesYesHEAD OF MANAGED SALES SPECIALISTS, JANA AND ASIA SOUTH2024-09-20
CITIBANK, N.A.RA 1 Type 1: dealing in securitiesYesHEAD OF MANAGED SALES SPECIALISTS, JANA AND ASIA SOUTH2021-02-12
CITIBANK, N.A.RA 4 Type 4: advising on securitiesYesHEAD OF MANAGED SALES SPECIALISTS, JANA AND ASIA SOUTH2021-02-12
CITIBANK, N.A.RA 9 Type 9: asset managementYesHEAD OF MANAGED SALES SPECIALISTS, JANA AND ASIA SOUTH2023-04-26

Business Address

Registered InstitutionSFC CE No.Address
CITIBANK (HONG KONG) LIMITEDAAY797CITI TOWER, ONE BAY EAST, NO. 83 HOI BUN ROAD, KWUN TONG, KOWLOON
CITIBANK, N.A.AAP93750TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution CITIBANK, N.A. Effective Date 26 Nov 2024 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

Registration History (7)

2025-03-12 – present Current
RA 1 RA 4
2024-11-26 – present Current
CITIBANK, N.A. Executive Officer
RA 1 RA 4 RA 9
2024-09-20 – 2025-03-11
RA 1 RA 4
2023-04-26 – 2024-11-25
RA 9
2021-02-12 – 2025-12-31
RA 1 RA 4
2021-02-12 – 2024-11-25
RA 1 RA 4
2012-12-10 – 2015-10-26
RA 1 RA 4