SHEETHAL KUMAR, DALPATHRAJ

HKMA AF8400HKMA 有關人士現時已註冊主管人員 (EO)

SHEETHAL KUMAR, DALPATHRAJ（HKMA 註冊編號 AF8400）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 CITIBANK (HONG KONG) LIMITED 註冊進行受規管活動。歷年曾於 4 間認可機構任職。

現時註冊 Current Registration (5)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
CITIBANK (HONG KONG) LIMITED	RA 1 Type 1: dealing in securities	是	HEAD OF MANAGED SALES SPECIALISTS, JANA AND ASIA SOUTH	2024-09-20
CITIBANK (HONG KONG) LIMITED	RA 4 Type 4: advising on securities	是	HEAD OF MANAGED SALES SPECIALISTS, JANA AND ASIA SOUTH	2024-09-20
CITIBANK, N.A.	RA 1 Type 1: dealing in securities	是	HEAD OF MANAGED SALES SPECIALISTS, JANA AND ASIA SOUTH	2021-02-12
CITIBANK, N.A.	RA 4 Type 4: advising on securities	是	HEAD OF MANAGED SALES SPECIALISTS, JANA AND ASIA SOUTH	2021-02-12
CITIBANK, N.A.	RA 9 Type 9: asset management	是	HEAD OF MANAGED SALES SPECIALISTS, JANA AND ASIA SOUTH	2023-04-26

業務地址 Business Address

註冊機構	SFC CE 編號	地址
CITIBANK (HONG KONG) LIMITED	AAY797	CITI TOWER, ONE BAY EAST, NO. 83 HOI BUN ROAD, KWUN TONG, KOWLOON
CITIBANK, N.A.	AAP937	50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution CITIBANK, N.A. Effective Date 26 Nov 2024 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.