HO, YUEN LEE

何原理

HKMA AF6422HKMA Relevant IndividualCurrently registeredExecutive Officer

HO, YUEN LEE (HKMA registration number AF6422) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANK OF SINGAPORE LIMITED. Has been engaged at 5 authorized institutions over time.

Current Registration (3)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
BANK OF SINGAPORE LIMITED	RA 1 Type 1: dealing in securities	No	EXECUTIVE DIRECTOR	2024-04-18
BANK OF SINGAPORE LIMITED	RA 4 Type 4: advising on securities	No	EXECUTIVE DIRECTOR	2024-04-18
BANK OF SINGAPORE LIMITED	RA 9 Type 9: asset management	Yes	SENIOR PORTFOLIO MANAGER	2024-04-18

Business Address

Registered Institution	SFC CE No.	Address
BANK OF SINGAPORE LIMITED	ALB135	34/F & 35/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution BANK OF SINGAPORE LIMITED Effective Date 07 Nov 2024 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

Registration History (7)

2024-11-07 – present Current

BANK OF SINGAPORE LIMITED Executive Officer

RA 9

2024-04-18 – present Current

BANK OF SINGAPORE LIMITED

RA 1 RA 4

2024-04-18 – 2024-11-06

BANK OF SINGAPORE LIMITED

RA 9

2021-09-30 – 2024-01-26

CITIBANK, N.A.

RA 1 RA 4 RA 9

2021-09-30 – 2024-01-26

CITICORP INTERNATIONAL LIMITED

RA 1 RA 4

2014-06-30 – 2021-03-31

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

RA 1 RA 4 RA 5 RA 9

2012-07-03 – 2014-06-10

STANDARD CHARTERED BANK (HONG KONG) LIMITED

RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AF6422