HO, YUEN LEE
何原理
HKMA AF6422HKMA 有關人士現時已註冊主管人員 (EO)
HO, YUEN LEE(HKMA 註冊編號 AF6422)為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 BANK OF SINGAPORE LIMITED 註冊進行受規管活動。歷年曾於 5 間認可機構任職。
現時註冊 Current Registration (3)
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution BANK OF SINGAPORE LIMITED Effective Date 07 Nov 2024 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
註冊紀錄 Registration History (7)
2024-04-18 – 現時 現職
RA 1 RA 4
2024-04-18 – 2024-11-06
RA 9
2021-09-30 – 2024-01-26
RA 1 RA 4 RA 9
2021-09-30 – 2024-01-26
RA 1 RA 4
2014-06-30 – 2021-03-31
RA 1 RA 4 RA 5 RA 9
2012-07-03 – 2014-06-10
RA 1 RA 4