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WANG, ZAI LIANG

王在亮
HKMA AF4149HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

WANG, ZAI LIANG (HKMA registration number AF4149) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at OVERSEA-CHINESE BANKING CORPORATION LIMITED. Has been engaged at 2 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
OVERSEA-CHINESE BANKING CORPORATION LIMITEDRA 1 Type 1: dealing in securitiesYesCORPORATE FINANCE, GLOBAL INVESTMENT BANKING2024-01-11
OVERSEA-CHINESE BANKING CORPORATION LIMITEDRA 4 Type 4: advising on securitiesYesCORPORATE FINANCE, GLOBAL INVESTMENT BANKING2024-01-11
OVERSEA-CHINESE BANKING CORPORATION LIMITEDRA 6 Type 6: advising on corporate financeYesCORPORATE FINANCE, GLOBAL INVESTMENT BANKING2024-01-11

Business Address

Registered InstitutionSFC CE No.Address
OVERSEA-CHINESE BANKING CORPORATION LIMITEDAAD4999/F., NINE QUEEN'S ROAD CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution OVERSEA-CHINESE BANKING CORPORATION LIMITED Effective Date 17 Sep 2024 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution OVERSEA-CHINESE BANKING CORPORATION LIMITED Effective Date 17 Sep 2024 --> Description --> For Type 6 regulated activity, the Executive Officer must, in the capacity as an adviser to a client on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission, act together with another adviser (to the client) not subject to a similar condition.

Registration History (3)

2024-09-17 – present Current
OVERSEA-CHINESE BANKING CORPORATION LIMITED Executive Officer
RA 1 RA 4 RA 6
2024-01-11 – 2024-09-16
OVERSEA-CHINESE BANKING CORPORATION LIMITED
RA 1 RA 4 RA 6
2011-12-15 – 2018-09-11
DEUTSCHE BANK AKTIENGESELLSCHAFT
RA 1 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AF4149