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WANG, ZAI LIANG

王在亮
HKMA AF4149HKMA 有關人士現時已註冊主管人員 (EO)
HKMA 官方紀錄

WANG, ZAI LIANG(HKMA 註冊編號 AF4149)為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 OVERSEA-CHINESE BANKING CORPORATION LIMITED 註冊進行受規管活動。歷年曾於 2 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構受規管活動主管人員職位 Capacity首次受聘日期
OVERSEA-CHINESE BANKING CORPORATION LIMITEDRA 1 Type 1: dealing in securitiesCORPORATE FINANCE, GLOBAL INVESTMENT BANKING2024-01-11
OVERSEA-CHINESE BANKING CORPORATION LIMITEDRA 4 Type 4: advising on securitiesCORPORATE FINANCE, GLOBAL INVESTMENT BANKING2024-01-11
OVERSEA-CHINESE BANKING CORPORATION LIMITEDRA 6 Type 6: advising on corporate financeCORPORATE FINANCE, GLOBAL INVESTMENT BANKING2024-01-11

業務地址 Business Address

註冊機構SFC CE 編號地址
OVERSEA-CHINESE BANKING CORPORATION LIMITEDAAD4999/F., NINE QUEEN'S ROAD CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution OVERSEA-CHINESE BANKING CORPORATION LIMITED Effective Date 17 Sep 2024 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution OVERSEA-CHINESE BANKING CORPORATION LIMITED Effective Date 17 Sep 2024 --> Description --> For Type 6 regulated activity, the Executive Officer must, in the capacity as an adviser to a client on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission, act together with another adviser (to the client) not subject to a similar condition.

註冊紀錄 Registration History (3)

2024-09-17 – 現時 現職
RA 1 RA 4 RA 6
2024-01-11 – 2024-09-16
RA 1 RA 4 RA 6
2011-12-15 – 2018-09-11
RA 1 RA 6