WANG, ZAI LIANG
王在亮
HKMA AF4149HKMA 有關人士現時已註冊主管人員 (EO)
WANG, ZAI LIANG(HKMA 註冊編號 AF4149)為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 OVERSEA-CHINESE BANKING CORPORATION LIMITED 註冊進行受規管活動。歷年曾於 2 間認可機構任職。
現時註冊 Current Registration (3)
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution OVERSEA-CHINESE BANKING CORPORATION LIMITED Effective Date 17 Sep 2024 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution OVERSEA-CHINESE BANKING CORPORATION LIMITED Effective Date 17 Sep 2024 --> Description --> For Type 6 regulated activity, the Executive Officer must, in the capacity as an adviser to a client on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission, act together with another adviser (to the client) not subject to a similar condition.
註冊紀錄 Registration History (3)
2024-09-17 – 現時 現職
RA 1 RA 4 RA 6
2024-01-11 – 2024-09-16
RA 1 RA 4 RA 6
2011-12-15 – 2018-09-11
RA 1 RA 6